The SEC's enormously important they be strongly complied with and so we pay a lot of attention to any violation of any of those rules and requirements.

Mary Jo White

Categorized in : Industrials

Coach Urban Meyer and AD Gene Smith, although acting in good faith, did not report the( police) investigation of Zach Smith... to( the Title IX) compliance( department) as we believe they should have.

Despite the popularity and broad success of these funds, their history is not without some turbulence, further regulatory steps beyond additional disclosures may be needed.

Being a private company comes with serious obligations to investors and the markets, for the new and evolving markets to be successful, all investors need confidence that they are being treated fairly and that the full range of risks are transparently disclosed.

mergers-acquisitions

The concern is whether the prestige associated with reaching a sky-high valuation fast drives companies to try to appear more valuable than they actually are.

mergers-acquisitions

I think you'll see more dark pool cases. by Mary Jo White

I think you'll see more dark pool cases.

This rulemaking has generated tremendous interest from potential issuers, investors, and intermediaries. The more than 480 comment letters we received raised a number of important issues, focused on the best ways to protect investors while ensuring that securities-based crowdfunding is a workable path for raising capital by smaller companies.

My initial sense of it is that it took ... an overly narrow view of the insider trading law and that is a concern.

The 1993 Trade Center bombing was obviously frightening. It could... by Mary Jo White

The 1993 Trade Center bombing was obviously frightening. It could have been much worse than it was.

worse than been trade

In terms of the breadth of the threat of Al Qaeda itself - it's not the only terrorist organization, and it works with others as cells around the world in at least 60 countries. You potentially are talking about tens of thousands of followers who can be conscripted into service to carry out a terrorist plot.

service you organization world

The Trade Center itself held - and holds - a special place, I think, in the hearts and minds of people in law enforcement - the fact that it did not fall in 1993. Ramzi Yousef's goal was to topple the Twin Towers into each other so that more people died than had died at Hiroshima.

think law people fall

You ask every conceivable question after Sept. 11 in terms of what more could have been done, what could have been done differently. My impression from working on these cases and investigations for almost nine years was that an awful lot of people were working over time to connect dots.

you done time people

I started my career in the private sector and then became U.S. attorney. I think I was a stronger U.S. attorney, and I frankly think I am a stronger Chair of the SEC, because of that experience.

i-am think stronger experience

I'm literally an independent. Apolitical. So that I am not always going to be with the Left's perceived interests or the Right's perceived interests.

right i-am always independent

I think what I brought from the private sector was a real appreciation of how much leverage - respect, if you will - that the SEC has. Major companies, in particular, really don't want to be at war with their primary regulator. The SEC may not have appreciated just how great our leverage is.

you respect appreciation war

As a former prosecutor, sometimes people refer to me as 'Attila the Hun.' I understand how people can get a reputation sometimes.

understand me sometimes people